-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, Sdy7BYzPrV5nh6Ho+/08splFagUG9JV2Ptinnsspitti2uchw13ww3wamgYYkuFr LGTOlVb4K5FX4wzafncZOA== 0000350797-94-000010.txt : 19940304 0000350797-94-000010.hdr.sgml : 19940304 ACCESSION NUMBER: 0000350797-94-000010 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940302 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: 6282 IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 34 SEC FILE NUMBER: 005-39408 FILM NUMBER: 94514240 BUSINESS ADDRESS: STREET 1: 24 FEDERAL ST CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: 6282 IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 24 FEDERAL ST CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 SC 13G 1 SOUTHWALL TECHNOLOGIES United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Southwall Technology (name of issuer) Common Stock (title of class securities) 844909101 (CUSIP number) CUSIP No. 844909101 13G 1 - NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Eaton Vance Management #04-3101341 2 - CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ___ (a) _X_ (b) Group Disclaimed 3 - SEC USE ONLY 4 - CITIZENSHIP OF PLACE OF ORGANIZATION Boston, Massachusetts NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 - SOLE VOTING POWER 6 - SHARED VOTING POWER 557,315 7 - SOLE DISPOSITIVE POWER 8 - SHARED DISPOSITIVE POWER 557,315 9 - AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 557,315 (see item 4) 10 - CHECK BOX IF THE AGGREGATE AMOUNT ON ROW (9) EXCLUDES CERTAIN SHARES 11 - PERCENT OF CLASS REPRESENTED BY AMOUNT ON ROW 9 9.68% 12 - TYPE OF REPORTING PERSON IA Schedule 13G Item 1(a)Name of Issuer: Southwall Technologies Item 1(b)Address of Issuer's Principal Executive Office: 1029 Corporate Way, Palo Alto, CA 94303 Item 2(a)Name of Person Filing: Eaton Vance Management Item 2(b)Address of Principal Business Office of Person Filing: 24 Federal Street, Boston, Massachusetts 02110 Item 2(c)Citizenship: Boston, Massachusetts Item 2(d)Title of Class of Securities: Common Stock Item 2(e)CUSIP Number 844909101 Item 3 Eligibility to File Schedule 13G: Eaton Vance Management is an investment adviser registered under Section 203 of the Investment Adviser Act of 1940, and acts as investment adviser for a group of investment companies registered under Section 8 of the Investment Company Act of 1940 and a variety of private investment accounts. Item 4 Ownership: (a) As of July 31, 1993: By virtue of Rule 13d-3(a)(2) under the Securities Exchange Act of 1934, Eaton Vance Management, in its capacity as investment adviser may be deemed the "beneficial owner" of 557,315 shares of the issuer's Common Stock (or 9.68% of the 5,756,000 shares believed to be outstanding), inasmuch as said investment adviser has investment power with respect to such shares. (b) As of July 31, 1993: Eaton Vance Management has the shared power to vote or to direct the vote of 557,315 shares of the issuer's common stock and the shared power to dispose, or direct the disposition of 557,315 shares of the issuer's Common Stock, in its capacity as investment adviser. See attachment for a list of the private investment accounts for which Eaton Vance Management acts as investment adviser and on whose behalf holds security positions in the above issuer's equity securities as of July 31, 1993. Item 5 Ownership of Five Percent of Less of a Class: Not applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable Item 8 Identification and Classification of Members of the Group: Not applicable Item 9 Notice of Dissolution of Group: Not applicable Item 10 Certification: See below DISCLAIMER Eaton Vance Management disclaims and each Fund and account referred to herein disclaims that it acts or has ever acted (or has ever agreed to act) with any other person (including, without limitation, any one or more of the other entities referred to in this statement or any associate thereof) as a general partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding, voting or disposing of equity securities of the issuer within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, and states the filing or sending of this statement shall not be deemed to constitute any such action or agreement. CERTIFICATION AND SIGNATURE Eaton Vance Management certifies that it is a person entitled to file statements on Schedule 13G under Rule 13d-1(b)(1) promulgated under the Securities Exchange Act of 1934, and the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect . After reasonable inquiry and to the best of its knowledge and belief, Eaton Vance Management certifies the information set forth in this statement is true, complete and correct. EATON VANCE MANAGEMENT January 21, 1994 By Vice President -----END PRIVACY-ENHANCED MESSAGE-----